| CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-05-21 | 2022-04-28 |
| CMB International Securities Limited | Rep | Dealing in securities | 2021-05-21 | 2022-04-28 |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in futures contracts | 2020-12-08 | 2021-01-11 |
| Rep | Dealing in securities | 2020-12-08 | 2021-01-11 |
| ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-08-01 | 2020-11-22 |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2019-07-29 | 2020-11-22 |
| GCINT LIMITED | Rep | Advising on securities | 2018-12-05 | 2019-02-03 |
| Rep | Dealing in securities | 2018-11-14 | 2019-02-03 |
| SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-12-19 | 2018-05-10 |
| SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED | Rep | Dealing in futures contracts | 2016-11-15 | 2017-03-31 |
| SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2016-11-15 | 2018-05-10 |