Personnel Hong Kong SFC License Details (ID 2659625)

Personnel Hong Kong SFC License Details (ID 2659625)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	RO	Advising on corporate finance	2026-04-27	-
	Rep	Dealing in securities	2026-03-30	-
	Rep	Advising on corporate finance	2026-03-30	2026-04-27
Ping An of China Capital (Hong Kong) Company Limited	RO	Advising on corporate finance	2024-05-13	2026-01-23
	Rep	Advising on corporate finance	2023-05-25	2024-05-13
PING AN SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Dealing in securities	2023-05-25	2026-01-23
GUOTAI JUNAN CAPITAL LIMITED	Rep	Advising on corporate finance	2022-02-17	2023-05-11
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2022-02-17	2023-05-11
CEB International Capital Corporation Limited	Rep	Advising on corporate finance	2016-11-16	2022-01-12
	Rep	Advising on securities	2016-11-16	2022-01-12
	Rep	Dealing in securities	2016-11-16	2022-01-12