Personnel SFC Licences and HKMA Registrations (ID 26598051)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Asset Management Limited	Rep	Advising on securities	2023-10-10	-
	Rep	Asset management	2023-10-10	-
	Rep	Dealing in securities	2023-10-10	-
CHINA MERCHANTS ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	Rep	Advising on securities	2021-04-14	2023-02-17
	Rep	Asset management	2021-04-14	2023-02-17
	Rep	Dealing in securities	2021-04-14	2023-02-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.