Personnel Hong Kong SFC License Details (ID 2660211)

Personnel Hong Kong SFC License Details (ID 2660211)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LUMEN INNOVATION ASSET MANAGEMENT LIMITED	RO	Asset management	2021-06-18	2024-11-22
	RO	Advising on securities	2021-06-18	2025-10-31
HONG KONG QUANTONG ASSET TRADING CO., LIMITED	RO	Dealing in securities	2020-07-24	-
China-Hong Kong Link Securities Company Limited	RO	Dealing in securities	2020-02-03	2020-07-02
	Rep	Dealing in securities	2020-01-06	2020-02-03
Brilliant Norton Securities Company Limited	Rep	Advising on securities	2016-11-17	2019-12-04
	Rep	Dealing in securities	2016-11-17	2019-12-04