Personnel SFC Licences and HKMA Registrations (ID 26610223)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GEO Securities Limited	Rep	Advising on securities	2026-09-30	-
	Rep	Dealing in securities	2026-09-30	-
Yunfeng Financial Markets Limited	Rep	Dealing in securities	2024-11-01	2026-02-02
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2021-12-21	2024-04-22
GRAND FU INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2021-04-16	2021-11-25
Hang Tai Asset Management Limited	Rep	Advising on securities	2021-04-16	2021-11-25

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.