Personnel SFC Licences and HKMA Registrations (ID 2661083)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ORIENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2019-09-17	-
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2019-09-16	-
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2019-07-16	2019-07-26
Guosen Securities (HK) Brokerage Company, Limited	Rep	Dealing in futures contracts	2017-10-23	2019-06-06
	Rep	Dealing in securities	2017-10-23	2019-06-06
Rifa Futures Limited	Rep	Dealing in futures contracts	2016-11-18	2017-09-29
Rifa Securities Limited	Rep	Dealing in securities	2016-11-18	2017-09-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.