| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SR Wealth Securities Limited | Rep | Asset management | 2022-08-11 | - |
| RO | Advising on securities | 2022-02-11 | - | |
| RO | Dealing in securities | 2022-02-11 | - | |
| Rep | Dealing in futures contracts | 2022-01-28 | - | |
| Rep | Advising on securities | 2019-07-10 | 2022-02-11 | |
| Rep | Dealing in securities | 2019-07-10 | 2022-02-11 | |
| Rep | Dealing in securities | 2016-11-18 | 2017-08-04 |
No HKMA registrations in the collected records.