Personnel Hong Kong SFC License Details (ID 26623353)

Personnel Hong Kong SFC License Details (ID 26623353)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	RO	Advising on futures contracts	2021-11-22	-
	RO	Advising on securities	2021-11-22	-
	RO	Dealing in securities	2021-11-22	-
Morgan Stanley Hong Kong Securities Limited	RO	Providing automated trading services	2021-11-22	-
	RO	Dealing in futures contracts	2021-11-22	-
	RO	Dealing in securities	2021-11-22	-
Morgan Stanley Asia Limited	Rep	Advising on futures contracts	2021-04-20	2021-11-22
	Rep	Advising on securities	2021-04-20	2021-11-22
	Rep	Dealing in securities	2021-04-20	2021-11-22
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2021-04-20	2021-11-22
	Rep	Dealing in futures contracts	2021-04-20	2021-11-22
	Rep	Dealing in securities	2021-04-20	2021-11-22