Personnel Hong Kong SFC License Details (ID 2663051)

Personnel Hong Kong SFC License Details (ID 2663051)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TOPAZ CAPITAL MANAGEMENT LIMITED	Rep	Asset management	2022-10-03	-
Topaz Financial Group Limited	Rep	Advising on securities	2022-10-03	-
	Rep	Dealing in futures contracts	2022-10-03	-
	Rep	Dealing in securities	2022-10-03	-
Eddid Securities and Futures Limited	Rep	Advising on futures contracts	2019-10-09	2020-02-28
	Rep	Advising on securities	2019-10-09	2020-02-28
	Rep	Dealing in futures contracts	2019-10-09	2020-02-28
	Rep	Leveraged foreign exchange trading	2019-10-09	2020-02-28
	Rep	Dealing in securities	2019-08-19	2020-02-28
CMB International Global Markets Limited	Rep	Dealing in securities	2019-07-16	2019-07-19
CMB International Securities Limited	Rep	Dealing in securities	2019-03-18	2019-07-19
Black Marble Securities Limited	Rep	Dealing in securities	2016-11-23	2018-10-30