Personnel Hong Kong SFC License Details (ID 2663056)

Personnel Hong Kong SFC License Details (ID 2663056)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Manulife General Account Investments (HK) Limited	Rep	Asset management	2018-08-01	2021-08-13
Manulife Investment Management (Hong Kong) Limited	Rep	Asset management	2018-08-01	2019-10-30
Manulife General Account Investments (HK) Limited	Rep	Advising on securities	2018-07-23	2021-08-13
	Rep	Dealing in securities	2018-07-23	2021-08-13
Manulife Investment Management (Hong Kong) Limited	Rep	Advising on securities	2018-07-23	2019-10-30
	Rep	Dealing in securities	2018-07-23	2019-10-30
HAITONG INTERNATIONAL CAPITAL (HK) LIMITED	Rep	Advising on corporate finance	2016-11-23	2018-06-13
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2016-11-23	2018-06-13
	Rep	Dealing in securities	2016-11-23	2018-06-13