Personnel SFC Licences and HKMA Registrations (ID 2663064)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2026-01-07	-
SINOPAC ASSET MANAGEMENT (ASIA) LIMITED	Rep	Asset management	2016-11-23	2018-10-10
	Rep	Dealing in securities	2016-11-23	2018-10-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.