Personnel Hong Kong SFC License Details (ID 26635872)

Personnel Hong Kong SFC License Details (ID 26635872)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Central International Securities Limited	RO	Advising on securities	2024-03-21	-
	RO	Dealing in securities	2024-03-21	-
Dingxin (Securities) Limited	RO	Advising on securities	2023-05-12	2023-09-29
	RO	Dealing in securities	2023-05-12	2023-09-29
	Rep	Advising on securities	2023-01-31	2023-05-12
	Rep	Dealing in securities	2023-01-31	2023-05-12
	RO	Asset management	2022-09-20	2023-09-29
JQ Securities (Hong Kong) Limited	RO	Advising on securities	2021-10-11	2022-09-02
	RO	Asset management	2021-10-11	2022-09-02
	Rep	Advising on securities	2021-04-22	2021-10-11
	Rep	Asset management	2021-04-22	2021-10-11
	Rep	Dealing in securities	2021-04-22	2022-09-02