Personnel SFC Licences and HKMA Registrations (ID 26648475)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CTBC Asia Limited	Rep	Advising on securities	2026-10-29	-
	Rep	Dealing in securities	2026-10-29	-
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2021-07-23	2026-10-09
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2021-04-26	2026-10-09
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2021-04-26	2026-10-09

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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