Personnel Hong Kong SFC License Details (ID 2665048)

Personnel Hong Kong SFC License Details (ID 2665048)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TP ICAP MARKETS (HONG KONG) LIMITED	Rep	Dealing in securities	2025-12-18	-
	RO	Dealing in securities	2025-06-12	2025-12-18
TULLETT PREBON (HONG KONG) LIMITED	RO	Providing automated trading services	2019-03-01	-
	Rep	Dealing in securities	2019-03-01	-
TP ICAP MARKETS (HONG KONG) LIMITED	RO	Providing automated trading services	2019-02-12	-
	Rep	Providing automated trading services	2018-10-01	2019-02-12
	Rep	Dealing in securities	2018-10-01	2025-06-12
	Rep	Providing automated trading services	2018-09-12	2018-09-30
	Rep	Dealing in securities	2016-11-28	2018-09-30