Personnel SFC Licences and HKMA Registrations (ID 2665575)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
iFAST Global Markets (HK) Limited	Rep	Advising on securities	2023-02-22	-
	Rep	Dealing in securities	2023-02-22	-
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2016-11-29	2023-02-05
	Rep	Dealing in securities	2016-11-29	2023-02-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.