Personnel Hong Kong SFC License Details (ID 2666859)

Personnel Hong Kong SFC License Details (ID 2666859)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Lugard Capital Limited	Rep	Advising on securities	2023-09-28	-
	Rep	Asset management	2023-09-28	-
	Rep	Dealing in securities	2023-09-28	-
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2018-06-08	2021-03-01
	Rep	Advising on securities	2018-06-08	2023-05-05
	Rep	Dealing in securities	2018-06-08	2023-05-05
CMB International Securities Limited	Rep	Dealing in securities	2017-09-11	2018-05-25
CMB International Capital Limited	Rep	Advising on corporate finance	2016-12-01	2017-09-10
	Rep	Dealing in securities	2016-12-01	2017-09-10