| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Lugard Capital Limited | Rep | Advising on securities | 2023-09-28 | - |
| Rep | Asset management | 2023-09-28 | - | |
| Rep | Dealing in securities | 2023-09-28 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2018-06-08 | 2021-03-01 |
| Rep | Advising on securities | 2018-06-08 | 2023-05-05 | |
| Rep | Dealing in securities | 2018-06-08 | 2023-05-05 | |
| CMB International Securities Limited | Rep | Dealing in securities | 2017-09-11 | 2018-05-25 |
| CMB International Capital Limited | Rep | Advising on corporate finance | 2016-12-01 | 2017-09-10 |
| Rep | Dealing in securities | 2016-12-01 | 2017-09-10 |
No HKMA registrations in the collected records.