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Li, Lucy Wen 李雯 Hong Kong SFC License Details (ID 2666864)
Li, Lucy Wen 李雯
SFC ID:
BIR041
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
GOLDMAN SACHS (ASIA) SECURITIES LIMITED
Rep
Dealing in futures contracts
2022-03-28
-
GOLDMAN SACHS (ASIA) L.L.C.
Rep
Dealing in securities
2016-12-01
-
Rep
Advising on securities
2016-12-01
2022-03-28