Personnel Hong Kong SFC License Details (ID 2666880)

Personnel Hong Kong SFC License Details (ID 2666880)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Wisdom Bright Asset Management Limited	RO	Advising on securities	2022-01-21	-
	RO	Asset management	2022-01-21	-
	RO	Dealing in securities	2022-01-21	-
	Rep	Advising on securities	2021-12-23	2022-01-21
	Rep	Asset management	2021-12-23	2022-01-21
	Rep	Dealing in securities	2021-12-23	2022-01-21
WELL KING ASSET MANAGEMENT LIMITED	RO	Advising on securities	2021-06-23	2021-09-08
	RO	Asset management	2021-06-23	2021-09-08
	Rep	Asset management	2021-06-17	2021-06-23
CAPITAL DYNAMICS ASSET MANAGEMENT (HK) PRIVATE LIMITED	RO	Asset management	2020-07-10	2021-01-17
	Rep	Asset management	2020-05-04	2020-07-10
HSZ (HONG KONG) LIMITED	Rep	Advising on securities	2019-01-07	2020-01-22
	Rep	Asset management	2019-01-07	2020-01-22
SUNHIGH FINANCIAL HOLDINGS LIMITED	Rep	Advising on securities	2016-12-01	2018-07-30
	Rep	Asset management	2016-12-01	2018-07-30
	Rep	Dealing in securities	2016-12-01	2018-07-30