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Personnel Hong Kong SFC License Details (ID 2667695)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
UBS SECURITIES ASIA LIMITED
Rep
Advising on securities
2025-03-07
2025-03-13
Rep
Advising on securities
2024-06-18
2024-06-24
Rep
Advising on securities
2016-12-02
2016-12-06