Personnel SFC Licences and HKMA Registrations (ID 26692703)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VAST HARBOUR SECURITIES LIMITED	Rep	Dealing in securities	2025-11-24	-
Grand China Securities Limited	Rep	Asset management	2023-03-03	2025-10-17
	Rep	Dealing in futures contracts	2023-03-03	2025-10-17
	Rep	Advising on securities	2022-09-13	2025-10-17
	Rep	Dealing in securities	2022-09-01	2025-10-17
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2021-05-05	2022-06-06
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2021-05-05	2022-06-06

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.