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Personnel Hong Kong SFC License Details (ID 26692788)
Personnel
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SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
UBS SECURITIES HONG KONG LIMITED
Rep
Advising on corporate finance
2021-09-10
2021-10-15
Rep
Advising on corporate finance
2021-05-05
2021-08-02