Personnel SFC Licences and HKMA Registrations (ID 2669519)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CSC FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2023-05-18	-
	Rep	Dealing in futures contracts	2022-06-29	2022-07-07
Huatai (Hong Kong) Futures Limited	Rep	Dealing in futures contracts	2016-12-07	2017-04-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.