Personnel SFC Licences and HKMA Registrations (ID 26708216)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI RESEARCH LIMITED	Rep	Advising on securities	2026-02-04	2026-05-31
BOCI SECURITIES LIMITED	Rep	Advising on securities	2026-02-04	-
ASTRAPTO CAPITAL PARTNERS (HK) LIMITED	Rep	Asset management	2025-01-23	2025-12-19
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2021-05-10	2022-11-22
	Rep	Dealing in securities	2021-05-10	2022-11-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.