| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SMBC NIKKO SECURITIES (HONG KONG) LIMITED | RO | Advising on corporate finance | 2026-03-19 | - |
| RO | Advising on securities | 2026-03-19 | - | |
| RO | Dealing in securities | 2026-03-19 | - | |
| RO | Advising on corporate finance | 2021-06-08 | 2026-03-18 | |
| RO | Advising on securities | 2021-06-08 | 2026-03-18 | |
| RO | Dealing in securities | 2021-06-08 | 2026-03-18 | |
| Rep | Advising on corporate finance | 2021-05-12 | 2021-06-08 | |
| Rep | Advising on securities | 2021-05-12 | 2021-06-08 | |
| Rep | Dealing in securities | 2021-05-12 | 2021-06-08 |
No HKMA registrations in the collected records.