Personnel Hong Kong SFC License Details (ID 2672345)

Personnel Hong Kong SFC License Details (ID 2672345)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Goldbridge Securities Limited	RO	Advising on securities	2023-10-31	2024-08-31
	RO	Dealing in securities	2023-10-31	2024-08-31
	Rep	Advising on securities	2023-10-30	2023-10-31
	Rep	Dealing in securities	2023-10-30	2023-10-31
Future Securities Limited (HK)	RO	Dealing in securities	2020-04-28	2023-10-12
	Rep	Asset management	2019-11-06	2023-10-12
	Rep	Dealing in futures contracts	2019-04-26	2023-10-12
	Rep	Dealing in securities	2019-03-27	2020-04-28
CHINA CIFCO SECURITIES CO., LIMITED	Rep	Dealing in securities	2019-03-08	2019-03-14
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2016-12-13	2019-03-01