Personnel Hong Kong SFC License Details (ID 2672349)

Personnel Hong Kong SFC License Details (ID 2672349)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL RESEARCH LIMITED	RO	Advising on securities	2026-05-27	-
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	RO	Dealing in securities	2026-05-27	-
HAITONG INTERNATIONAL RESEARCH LIMITED	Rep	Advising on securities	2026-02-03	2026-05-27
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2026-02-03	2026-05-27
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	RO	Advising on securities	2019-01-17	2026-01-12
	RO	Dealing in securities	2019-01-17	2026-01-12
	Rep	Advising on securities	2016-12-13	2019-01-17