Personnel SFC Licences and HKMA Registrations (ID 26728732)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Macquarie Markets Trading Limited	Rep	Dealing in securities	2025-02-17	-
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2021-05-13	2023-10-31
	Rep	Dealing in securities	2021-05-13	2023-10-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.