Personnel SFC Licences and HKMA Registrations (ID 2672998)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	Rep	Dealing in securities	2019-07-15	-
Morgan Stanley Asia Limited	Rep	Dealing in securities	2016-12-14	2019-04-11
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2016-12-14	2019-04-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.