Personnel SFC Licences and HKMA Registrations (ID 2673004)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NATIXIS ASIA LIMITED	Rep	Advising on securities	2018-05-10	-
	Rep	Dealing in securities	2018-05-10	-
Venture Smart Asia Limited	Rep	Asset management	2017-09-12	2018-01-31
	Rep	Advising on securities	2016-12-14	2018-01-31
	Rep	Dealing in securities	2016-12-14	2018-01-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.