Personnel SFC Licences and HKMA Registrations (ID 26748296)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Neuberger Berman Asia Limited	Rep	Dealing in securities	2026-07-22	-
Mirae Asset Capital (China) Limited	Rep	Advising on securities	2021-05-17	2023-03-03
	Rep	Asset management	2021-05-17	2023-03-03
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED	Rep	Advising on securities	2021-05-17	2023-03-03
	Rep	Asset management	2021-05-17	2023-03-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.