Personnel Hong Kong SFC License Details (ID 2675371)

Personnel Hong Kong SFC License Details (ID 2675371)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED	RO	Advising on securities	2021-11-19	2025-05-20
	RO	Asset management	2021-11-19	2025-05-20
	Rep	Advising on securities	2018-12-04	2021-11-19
	Rep	Asset management	2018-12-04	2021-11-19
Yunfeng Asset Management Limited	Rep	Asset management	2017-11-06	2018-09-30
Yunfeng Financial Markets Limited	Rep	Asset management	2017-11-06	2018-09-30
Yunfeng Securities Limited	Rep	Advising on securities	2017-05-15	2018-09-30
Yunfeng Financial Markets Limited	Rep	Advising on securities	2016-12-19	2018-09-30
	Rep	Dealing in securities	2016-12-19	2018-09-30
Yunfeng Securities Limited	Rep	Dealing in securities	2016-12-19	2018-09-30