Personnel Hong Kong SFC License Details (ID 2676031)

Personnel Hong Kong SFC License Details (ID 2676031)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Peakhouse Asset Management Limited	RO	Advising on securities	2025-03-26	-
	RO	Asset management	2025-03-26	-
	RO	Dealing in securities	2025-03-26	-
	Rep	Advising on securities	2024-04-03	2025-03-26
	Rep	Asset management	2024-04-03	2025-03-26
Avenue Asset Management Limited (HK)	RO	Advising on securities	2019-08-22	2024-03-01
	RO	Asset management	2019-08-22	2024-03-01
Avenue Family Office Limited	RO	Advising on securities	2019-04-01	2024-03-01
	RO	Asset management	2019-04-01	2024-03-01
	RO	Dealing in securities	2019-04-01	2024-03-01
	Rep	Advising on securities	2017-03-09	2019-04-01
	Rep	Asset management	2017-03-09	2019-04-01
	Rep	Dealing in securities	2017-03-09	2019-04-01
Avenue Asset Management Limited (HK)	Rep	Advising on securities	2016-12-21	2019-01-02
	Rep	Asset management	2016-12-21	2019-01-02