Personnel Hong Kong SFC License Details (ID 2676116)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RAM Investment Advisors Limited	Rep	Advising on securities	2020-02-21	2020-08-27
	Rep	Asset management	2020-02-21	2020-08-27
	Rep	Dealing in securities	2020-02-18	2020-08-27
BOCI SECURITIES LIMITED	Rep	Dealing in futures contracts	2018-08-23	2019-12-11
	Rep	Dealing in securities	2018-08-10	2019-12-11
ARK GROUP HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2016-12-23	2018-07-20
	Rep	Dealing in securities	2016-12-23	2018-07-20