Personnel Hong Kong SFC License Details (ID 26765842)

Personnel Hong Kong SFC License Details (ID 26765842)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Peakhouse Asset Management Limited	Rep	Advising on securities	2026-09-10	-
	Rep	Asset management	2026-09-10	-
	Rep	Dealing in securities	2026-09-10	-
Awaken Thunder Capital Limited	Rep	Advising on securities	2025-04-07	2026-08-30
	Rep	Asset management	2025-04-07	2026-08-30
	Rep	Dealing in securities	2025-04-07	2026-08-30
iFAST Securities (HK) Limited	Rep	Dealing in securities	2022-12-30	2024-11-01
iFAST Financial (HK) Limited	Rep	Dealing in securities	2022-11-22	2024-11-01
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2021-05-20	2022-07-23