Personnel SFC Licences and HKMA Registrations (ID 26770562)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Advising on securities	2025-01-22	-
	Rep	Asset management	2025-01-22	-
JPMorgan Funds (Asia) Limited	Rep	Advising on securities	2025-01-22	-
	Rep	Asset management	2025-01-22	-
	Rep	Dealing in securities	2025-01-22	-
Goldman Sachs Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2021-05-21	2024-09-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.