Cai, Liyan (SFC:BRF353) 蔡立言

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Surich Asset Management Limited	Rep	Advising on securities	2026-04-15	-
	Rep	Asset management	2026-04-15	-
SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2021-05-25	2026-01-16
	Rep	Asset management	2021-05-25	2026-01-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Surich Asset Management Limited	Rep	Advising on securities	2026-04-15	-
	Rep	Asset management	2026-04-15	-
SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2021-05-25	2026-01-16
	Rep	Asset management	2021-05-25	2026-01-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.