| WAN LUNG SECURITIES LIMITED | RO | Advising on securities | 2025-11-20 | - |
| RO | Asset management | 2025-11-20 | - |
| RO | Dealing in securities | 2025-11-20 | - |
| Rep | Advising on securities | 2025-10-22 | 2025-11-20 |
| Rep | Asset management | 2025-10-22 | 2025-11-20 |
| Rep | Dealing in securities | 2025-10-22 | 2025-11-20 |
| Keptain Securities and Asset Management Limited | RO | Advising on securities | 2024-02-20 | 2025-06-20 |
| RO | Asset management | 2024-02-20 | 2025-06-20 |
| Lucky Guosheng Securities Limited | Rep | Advising on securities | 2021-03-16 | 2023-03-09 |
| Rep | Asset management | 2021-03-16 | 2023-03-09 |
| Rep | Dealing in securities | 2020-06-04 | 2023-03-09 |
| Sinostar Asset Management Limited | Rep | Advising on securities | 2018-03-05 | 2019-09-27 |
| Rep | Asset management | 2018-03-05 | 2019-09-27 |
| Sinostar Securities Limited | Rep | Dealing in securities | 2018-02-07 | 2019-09-27 |
| SR Wealth Securities Limited | Rep | Dealing in securities | 2017-09-05 | 2018-02-01 |
| Success Futures and Foreign Exchange Limited | Rep | Dealing in futures contracts | 2016-12-28 | 2017-08-25 |
| Rep | Leveraged foreign exchange trading | 2016-12-28 | 2017-08-25 |
| Success Securities Limited | Rep | Dealing in securities | 2016-12-28 | 2017-08-25 |