Personnel SFC Licences and HKMA Registrations (ID 26804383)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on futures contracts	2024-07-05	-
	Rep	Advising on securities	2024-07-05	-
	Rep	Asset management	2024-07-05	-
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2024-07-05	-
	Rep	Asset management	2024-07-05	-
	Rep	Dealing in securities	2024-07-05	-
FULLGOAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on securities	2021-05-31	2023-11-30
	Rep	Asset management	2021-05-31	2023-11-30
	Rep	Dealing in securities	2021-05-31	2023-11-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.