Personnel Hong Kong SFC License Details (ID 2680665)

Personnel Hong Kong SFC License Details (ID 2680665)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2025-03-24	-
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2020-01-15	2020-01-20
	Rep	Dealing in securities	2020-01-15	2020-01-20
	Rep	Advising on securities	2019-07-10	2019-07-12
	Rep	Dealing in securities	2019-07-10	2019-07-12
	Rep	Advising on securities	2018-02-23	2018-03-02
	Rep	Dealing in securities	2018-02-23	2018-03-02
	Rep	Advising on securities	2017-09-21	2017-10-03
	Rep	Dealing in securities	2017-09-21	2017-10-03
	Rep	Advising on securities	2017-01-03	2017-01-10
	Rep	Dealing in securities	2017-01-03	2017-01-10