Personnel SFC Licences and HKMA Registrations (ID 2680669)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED	RO	Asset management	2022-11-10	-
	RO	Dealing in futures contracts	2022-11-07	-
	RO	Dealing in securities	2022-11-07	-
	Rep	Asset management	2021-09-13	2022-11-10
Citadel Securities (Hong Kong) Limited	RO	Dealing in futures contracts	2017-11-01	2021-03-12
	RO	Dealing in securities	2017-11-01	2021-03-12
	Rep	Dealing in futures contracts	2017-01-03	2017-11-01
	Rep	Dealing in securities	2017-01-03	2017-11-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.