Personnel Hong Kong SFC License Details (ID 2680681)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Guosen Securities (HK) Brokerage Company, Limited	Rep	Advising on futures contracts	2020-07-31	2022-02-03
	Rep	Dealing in futures contracts	2020-07-31	2022-02-03
	Rep	Advising on securities	2018-09-20	2022-02-03
	Rep	Dealing in securities	2018-09-20	2022-02-03
GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2017-01-03	2018-09-10
	Rep	Asset management	2017-01-03	2018-09-10
	Rep	Dealing in securities	2017-01-03	2018-09-10