Personnel Hong Kong SFC License Details (ID 2680682)

Personnel Hong Kong SFC License Details (ID 2680682)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Advising on securities	2022-11-14	-
	Rep	Dealing in securities	2022-11-14	-
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2022-11-14	-
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2017-01-23	2022-09-19
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2017-01-03	2022-09-19
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2017-01-03	2022-09-19
	Rep	Dealing in securities	2017-01-03	2022-09-19