Personnel Hong Kong SFC License Details (ID 2681768)

Personnel Hong Kong SFC License Details (ID 2681768)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2021-07-09	2024-09-22
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2021-07-09	2024-09-22
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2020-05-27	2024-09-22
Guotai Junan FX Limited	Rep	Leveraged foreign exchange trading	2020-05-27	2024-09-22
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2018-12-13	2024-09-22
BRIGHT SMART FOREX LIMITED	Rep	Leveraged foreign exchange trading	2017-09-04	2018-10-30
Bright Smart Asset Management Limited	Rep	Asset management	2017-07-12	2018-10-30
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2017-01-04	2018-10-30
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2017-01-04	2018-10-30