Personnel SFC Licences and HKMA Registrations (ID 2682515)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SITCOAM (Hong Kong) Holdings Limited	Rep	Advising on securities	2023-07-10	-
	Rep	Asset management	2023-07-10	-
	RO	Advising on securities	2019-04-18	2023-07-10
	RO	Asset management	2019-04-18	2023-07-10
	Rep	Advising on securities	2017-01-05	2019-04-18
	Rep	Asset management	2017-01-05	2019-04-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.