Personnel Hong Kong SFC License Details (ID 2683226)

Personnel Hong Kong SFC License Details (ID 2683226)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Raising International Securities Limited	RO	Advising on securities	2026-02-06	-
	RO	Asset management	2026-02-06	-
	RO	Dealing in securities	2026-02-06	-
EXCELLENT TIDE SECURITIES LIMITED	RO	Asset management	2025-08-19	2025-11-30
	Rep	Advising on securities	2025-08-15	2025-11-30
	Rep	Dealing in securities	2025-08-15	2025-11-30
Raising International Securities Limited	Rep	Advising on securities	2023-07-18	2025-07-31
	Rep	Asset management	2023-07-18	2025-07-31
	Rep	Dealing in securities	2023-07-18	2025-07-31
First Fidelity Capital (International) Limited	Rep	Advising on securities	2021-04-12	2023-07-14
	Rep	Asset management	2021-04-12	2023-07-14
	Rep	Dealing in securities	2021-03-15	2023-07-14
ARISTO SECURITIES LIMITED	Rep	Dealing in securities	2017-01-06	2021-03-05