Personnel SFC Licences and HKMA Registrations (ID 26834188)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BLACKSTONE GROUP (HK) LIMITED, THE	Rep	Dealing in securities	2025-10-08	-
JPMorgan Funds (Asia) Limited	Rep	Advising on securities	2025-03-20	2025-09-22
	Rep	Dealing in securities	2025-03-20	2025-09-22
UBS Asset Management (Hong Kong) Limited	Rep	Advising on securities	2021-06-07	2025-03-14
	Rep	Dealing in securities	2021-06-07	2025-03-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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