Personnel SFC Licences and HKMA Registrations (ID 2683804)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2023-07-06	-
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2023-07-06	-
Rifa Futures Limited	RO	Dealing in futures contracts	2020-08-06	2022-12-23
	Rep	Dealing in futures contracts	2017-01-09	2020-08-06
Rifa Securities Limited	Rep	Dealing in securities	2017-01-09	2022-12-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.