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Personnel Hong Kong SFC License Details (ID 26839422)
Personnel
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SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
uSmart Securities Limited
Rep
Dealing in securities
2025-07-22
-
Yuanta Securities (Hong Kong) Company Limited
Rep
Dealing in securities
2021-06-08
2021-07-16