Personnel SFC Licences and HKMA Registrations (ID 26839424)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Manulife Investment Management (Hong Kong) Limited	Rep	Advising on securities	2022-04-06	-
	Rep	Asset management	2022-04-06	-
	Rep	Dealing in securities	2022-04-06	-
Yunfeng Asset Management Limited	Rep	Asset management	2021-06-08	2022-03-04
Yunfeng Financial Markets Limited	Rep	Advising on securities	2021-06-08	2022-03-04
	Rep	Asset management	2021-06-08	2022-03-04
	Rep	Dealing in securities	2021-06-08	2022-03-04
Yunfeng Securities Limited	Rep	Advising on securities	2021-06-08	2022-03-04
	Rep	Dealing in securities	2021-06-08	2022-03-04

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.