Personnel SFC Licences and HKMA Registrations (ID 2684419)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2022-11-23	-
	Rep	Dealing in securities	2022-11-23	-
Qantex Capital Markets Limited	Rep	Dealing in futures contracts	2017-01-10	2018-02-28
	Rep	Dealing in securities	2017-01-10	2018-02-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA registration number: AJ0710

Current registrations only

Institution	Activity	HKMA role	Capacity	From	Until	Status
BARCLAYS BANK PLC	Dealing in securities	Non-EO	MARKETS	2022-10-17	—	Current